Compliance & Paraplanning Manager

We are working with a well-established firm in the Brisbane CBD that is looking for a Paraplanning and Compliance Manager. This role would suit an individual that has experience working in a Boutique firm previously and as part of a close-knit team.

The Business:
  • High Net Wealth firm that has been established for over 15 years
  • Efficient and well set up business processes
  • A reputation for providing high quality Advice and best interest of their clients
  • CBD location near to public transport
The Role:
  • The ongoing management of client relationships and service delivery
  • Supervision and management of the business and efficiency of team members
  • Implementation of business planning, marketing objectives and reporting in line with company objectives
  • Performing compliance function for the business
  • Preparing FOFA FDS and Opt-in for the business in line with policy
 
About You
  • Previous Paraplanning & Compliance experience
  • A solid understanding of Licensee expectations, policies & procedures
  • Working knowledge of complex Advice processes & SMSFs
  • Proven track record of running a busy office previously in an organised and efficient way
  • RG146 Compliant as a minimum
If you would like to find out more about this opportunity, then please apply directly via the link or call Phil Smith on 0416 576 473 for more information.
22/03/2021
Brisbane (Brisbane)
Permanent
Banking & Finance
BH-359943
Phil Smith
We are working with a well-established firm in the Brisbane CBD that is looking for a Paraplanning and Compliance Manager. This role would suit an individual that has experience working in a Boutique firm previously and as part of a close-knit team.

The Business:
  • High Net Wealth firm that has been established for over 15 years
  • Efficient and well set up business processes
  • A reputation for providing high quality Advice and best interest of their clients
  • CBD location near to public transport
The Role:
  • The ongoing management of client relationships and service delivery
  • Supervision and management of the business and efficiency of team members
  • Implementation of business planning, marketing objectives and reporting in line with company objectives
  • Performing compliance function for the business
  • Preparing FOFA FDS and Opt-in for the business in line with policy
 
About You
  • Previous Paraplanning & Compliance experience
  • A solid understanding of Licensee expectations, policies & procedures
  • Working knowledge of complex Advice processes & SMSFs
  • Proven track record of running a busy office previously in an organised and efficient way
  • RG146 Compliant as a minimum
If you would like to find out more about this opportunity, then please apply directly via the link or call Phil Smith on 0416 576 473 for more information.
22/03/2021
Brisbane (Brisbane)
Permanent
Banking & Finance
BH-359943
Phil Smith